Form D · Hedge Fund

Axel Balanced, LP

New York, NY · CIK 0001624181

Offering snapshot reported Mar 16, 2018 · SEC filing

Reported sold
$52.8M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$26.4M$52.8MNov 5, 2014: $100,000.00Nov 5, 2014Nov 5, 2015: $51,726,000.00Nov 5, 2015Nov 3, 2016: $52,801,775.00Nov 3, 2016Oct 19, 2017: $52,801,775.00Mar 16, 2018: $52,801,775.00Mar 16, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2018Amendment$52,801,775$0vs Oct 19, 20175SEC filing
Oct 19, 2017Amendment$52,801,775$0vs Nov 3, 20165SEC filing
Nov 3, 2016Amendment$52,801,775$1,075,775vs Nov 5, 20155SEC filing
Nov 5, 2015Amendment$51,726,000$51,626,000vs Nov 5, 20144SEC filing
Nov 5, 2014Initial$100,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-227779

Source: Form D, filed Mar 16, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AXEL BALANCED, LP

Investment adviser: AXEL CAPITAL MANAGEMENT, LLC

Gross asset value
$42.2M
Beneficial owners
5
ADV minimum commitment
$5M

Reported in Form ADV on Mar 27, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CREDERIAN FUND SERVICES MEDIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1169723 · Mar 27, 2018 · Schedule D 7.B.(1), fund 805-9734423546

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Axel Capital, Llc Executive
Axel Capital Management, Llc Executive
Anna Nikolayevsky Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Axel Capital, Llc 350 Park Avenue, 13 Th Floor
New York, NY, 10022