Form D · Other Investment Fund
Axcelus Financial Life Insurance Co Separate Account VA 146
Philadelphia, PA · CIK 0001677031
Offering snapshot reported Jul 23, 2024 · SEC filing
- Reported sold
- $16M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 7, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$15,550,000 → $15,990,081
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 23, 2024 | Amendment | $15,990,081 | $440,081vs Apr 12, 2022 | 5 | SEC filing |
| Apr 12, 2022 | Amendment | $15,550,000 | $4,000,000vs Apr 4, 2017 | 5 | SEC filing |
| Apr 4, 2017 | Amendment | $11,550,000 | $9,050,000vs Jun 16, 2016 | 5 | SEC filing |
| Jun 16, 2016 | Initial | $2,500,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $215K
- Finders' fees
- $0
- Form D file number
- 021-265145
variable annuity contracts
Issuer pays no sales commissions or finders' fees. Axcelus Financial pays all sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lion Street Financial, LLC | 165828 | David C. Friezo · CRD 1705729 |
| M Holdings Securities, Inc. | 43285 | Eric Naison-Phillips · CRD 5155539 |
| M Financial Securities Marketing, Inc. | 139304 | Eric Naison-Phillips · CRD 5155539 |
Source: Form D, filed Jul 23, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Axcelus Financial Axcelus Financial Life Insurance Company | Promoter |
| Lilac Lombard International Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103