Form D · Hedge Fund

AXA Rosenberg Small/Mid Cap Institutional Fund LLC

Orinda, CA · CIK 0001409553

Offering snapshot reported Feb 24, 2011 · SEC filing

Reported sold: $3.5M
Investors reported: 6
Minimum accepted: $5M
First sale: Mar 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$748,373,756 → $3,499,387
Reported investors77 → 6

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 24, 2011	Amendment	$3,499,387	-$744,874,369vs Feb 24, 2010	6	SEC filing
Feb 24, 2010	Amendment	$748,373,756	No comparison	77	SEC filing
Aug 9, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-107334

Minimum investment amount may be waived

Source: Form D, filed Feb 24, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Axa Rosenberg Investment Management, Llc	Executive
Doug Burton	Executive
Martha Clark	Executive
Will Jump	Executive
William Ricks	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4 Orinda Way Building E
Orinda, CA, 94563