Form D · Hedge Fund

AXA Rosenberg Emerging Markets Institutional Fund LLC

Orinda, CA · CIK 0001409559

Offering snapshot reported Mar 1, 2011 · SEC filing

Reported sold
$128M
Offering amount: $128M
Investors reported
5
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
May 5, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$64M$128MAug 9, 2007Feb 24, 2010: $128,026,434.00Feb 24, 2010Mar 1, 2011: $128,026,434.00Mar 1, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 1, 2011Amendment$128,026,434$0vs Feb 24, 20105SEC filing
Feb 24, 2010Amendment$128,026,434No comparison5SEC filing
Apr 1, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Sep 14, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 9, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-107328
Offering terminated.

Source: Form D, filed Mar 1, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Axa Rosenberg Investment Management Llc Executive
Doug Burton Executive
Martha Clark Executive
Will Jump Executive
William Ricks Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4 Orinda Way Building E
Orinda, CA, 94563