Form D · Hedge Fund
AXA IM U.S. Small Cap Fund, LLC
Stamford, CT · CIK 0001633417
Offering snapshot reported Mar 6, 2026 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 6, 2026 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 17, 2025 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 19, 2024 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 25, 2023 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 24, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 22, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 24, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 25, 2019 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 26, 2018 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 1, 2017 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 5, 2016 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 18, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-234285
Source: Form D, filed Mar 6, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Marcello Arona | Executive |
| N/A Axa Investment Managers, Inc | Promoter |
| N/A Axa Investment Managers Us Inc. | Promoter |
| Florian Bezault | Executive |
| Xavier Thomin | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
400 Atlantic Street, Suite 1000
Stamford, CT, 06901
Stamford, CT, 06901