Form D · Other Real Estate
AX Diversified Retail Portfolio, DST
New York, NY · CIK 0002146055
Offering snapshot reported Oct 9, 2026 · SEC filing
- Reported sold
- $25.6M Offering amount: $89.5M
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 17, 2026 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$14,772,450 → $25,594,549
- Reported investors25 → 45
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 9, 2026 | Amendment | $25,594,549 | $10,822,099vs Sep 10, 2026 | 45 | SEC filing |
| Sep 10, 2026 | Amendment | $14,772,450 | $8,756,196vs Aug 27, 2026 | 25 | SEC filing |
| Aug 27, 2026 | Amendment | $6,016,254 | $4,874,038vs Jul 31, 2026 | 8 | SEC filing |
| Jul 31, 2026 | Initial | $1,142,216 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5.82M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-592827
Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion.
Sales Commission include estimates of the maximum amount of Selling Commissions and Dealer Fees that may be paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Orrin Barrow | 6784158 | FNEX Capital, LLC · CRD 166316 |
| Richard Gann | 4623806 | Concorde Investment Services, LLC · CRD 151604 |
| Simon Brower | 4496781 | Realized Financial, Inc. · CRD 22333 |
| Thomas Olsen | 7338381 | FNEX Capital, LLC · CRD 166316 |
| Michael Taromina | 8039082 | Realta Equities, Inc. · CRD 23769 |
| Amr Tenney | 5506866 | Realized Financial, Inc. · CRD 22333 |
| Sarah Beth Veloz | 6221867 | WealthForge Securities, LLC · CRD 152550 |
| Brianna Armstrong | 7570195 | Realized Financial, Inc. · CRD 22333 |
| Jacob Driver | 7738978 | Concorde Investment Services, LLC · CRD 151604 |
Source: Form D, filed Oct 9, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Apollo Re Exchange, Llc | Executive |
| N/A Ax Iv Depositor, Llc | Executive |
| N/A Ax Manager, Llc | Executive |
| Matthew Breitfelder | Executive |
| Brian Carney | Executive |
| Whitney Chatterjee | Executive |
| Heather Glatter | Executive |
| Benjamin Israel | Executive |
| Martin B. Kelly | Executive |
| Scott Kleinman | Executive |
| William B. Kuesel | Executive |
| Mandee Lee | Executive |
| Yael Levy | Executive |
| Jessica L. Lomm | Executive |
| Catherine Mullarney | Executive |
| Nari Na | Executive |
| Katherine G. Newman | Executive |
| Stuart A. Rothstein | Executive |
| Stefanie Sundel | Executive |
| Shari Vershell | Executive |
| James Zelter | Executive |
| John Zito | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
9 West 57 Th Street 42 Nd Floor
New York, NY, 10019
New York, NY, 10019