Form D · Other

AWB Ltd

Melbourne, Victoria, C3 · CIK 0001476686

Offering snapshot reported Nov 13, 2009 · SEC filing

Reported sold
$18.3M
Offering amount: $18.3M
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 23, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 13, 2009Initial$18,300,000No comparison13SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136127
No express fees were delivered to U.S broker-dealers. Fees of up to 3.5% (based on total sales) were paid to non-U.S. broker-dealers.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Deutsche Bank Securities Inc.2525
UBS Securities LLC7654
Goldman, Sach & Co.361

Source: Form D, filed Nov 13, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gordon Davis Director
Philip Gentry Executive
Fred Grimwade Director, Executive
Tony Howarth Director
Graeme Jacobs Executive
Mitch Morison Executive
Peter Patterson Executive
Peter Polson Director
John Schmoll Director
Colin Taylor Executive

Issuer details

Industry: Other (See others in industry)

Address:
380 La Trobe Street
Melbourne, Victoria, C3, 3000