Form D · Other
Awarepoint Corp
San Diego, CA · CIK 0001358551
Offering snapshot reported Aug 25, 2017 · SEC filing
- Reported sold
- $1.5M Offering amount: $1.95M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 31, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 25, 2017 | Amendment | $1,500,000 | $0vs Jun 16, 2016 | 12 | SEC filing |
| Aug 25, 2017 | Amendment | $750,000 | $0vs Dec 21, 2016 | 12 | SEC filing |
| Jun 23, 2017 | Initial | $500,000 | No comparison | 12 | SEC filing |
| Dec 21, 2016 | Initial | $750,000 | No comparison | 12 | SEC filing |
| Jun 16, 2016 | Initial | $1,500,000 | No comparison | 12 | SEC filing |
| Dec 10, 2014 | Initial | $5,966,035 | No comparison | 15 | SEC filing |
| Jul 26, 2013 | Initial | $5,300,000 | No comparison | 2 | SEC filing |
| Dec 17, 2012 | Initial | $4,000,000 | No comparison | 10 | SEC filing |
| Apr 18, 2012 | Initial | $14,000,002 | No comparison | 9 | SEC filing |
| Aug 24, 2011 | Initial | $19,920,372 | No comparison | 8 | SEC filing |
| May 3, 2011 | Initial | $7,500,000 | No comparison | 5 | SEC filing |
| May 3, 2011 | Initial | $6,500,000 | No comparison | 1 | SEC filing |
| Nov 24, 2010 | Initial | $3,268,167 | No comparison | 7 | SEC filing |
| Mar 5, 2010 | Initial | $10,000,001 | No comparison | 7 | SEC filing |
| May 22, 2009 | Initial | $140,000 | No comparison | Not reported | SEC filing |
| Nov 25, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 27, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 10, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 21, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-265225
Total Offering Amount represents amounts receivable by the Issuer upon exercise of warrants to purchase the Issuer's Preferred Stock (assuming no net exercise, where applicable). The warrants have not yet been exercised.
Source: Form D, filed Aug 25, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian Ascher | Director |
| John E. Deady | Director, Executive |
| Jay E. Deady | Director, Executive |
| Andrew Eckert | Director |
| Jason Howe | Director, Executive |
| Brandon Hull | Director |
| Harold Koenig | Director |
| Vijay Lathi | Director |
| Terry Linn | Director |
| Thomas Mawhinney | Director |
| Tom Mawhinney | Director |
| Dana Mead | Director |
| Nicolas Nierenberg | Director, Executive |
| Keith Pitts | Director |
| Timothy Roche | Director, Executive |
| Gregory Solomon | Executive |
| Stephen L. Tomlin | Director |
| Paul Wallace | Director |
| George B. Weinert | Executive |
| Emily Wilson | Executive |
| Edward Zander | Director |
| Stephen Zaniboni | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
600 West Broadway, Suite 250
San Diego, CA, 92101
San Diego, CA, 92101