Form D · Other
Awareness Technologies, Inc.
Marina Del Rey, CA · CIK 0001488310
Offering snapshot reported Apr 7, 2010 · SEC filing
- Reported sold
- $5.5M Offering amount: $5.5M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 26, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2010 | Initial | $5,500,000 | No comparison | 2 | SEC filing |
| Apr 7, 2010 | Initial | $0 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $905K (estimated)
- Form D file number
- 021-140263
Provided financial advisory services.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Montgomery & Co., LLC | 42300 |
Source: Form D, filed Apr 7, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Seth W. Alvord | Director |
| Bradley G. Miller | Director, Executive |
| Michael Osborn | Director, Executive |
| Ronald Penna | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
4640 Admiralty Way Suite 1010
Marina Del Rey, CA, 90292
Marina Del Rey, CA, 90292