Form D · Hedge Fund

AWA Small Cap Access Fund, L.P.

Sacramento, CA · CIK 0001614264

Offering snapshot reported May 14, 2026 · SEC filing

Reported sold
$49.5M
Indefinite offering
Investors reported
181
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Dec 3, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.7M$49.5MAug 1, 2014: $43,107,336.00Aug 1, 2014Jul 31, 2015: $33,994,360.00Jul 29, 2016: $36,174,360.00Jul 28, 2017: $45,885,455.00Mar 1, 2018: $40,996,360.00Mar 1, 2019: $43,156,360.00Mar 2, 2020: $43,916,360.00Mar 2, 2021: $46,651,360.00Mar 3, 2022: $48,501,360.00May 21, 2025: $48,993,329.00May 14, 2026: $49,493,329.00May 14, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$48,993,329 → $49,493,329
  • Reported investors180 → 181

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2026Amendment$49,493,329$500,000vs May 21, 2025181SEC filing
May 21, 2025Amendment$48,993,329$491,969vs Mar 3, 2022180SEC filing
Mar 3, 2022Amendment$48,501,360$1,850,000vs Mar 2, 2021171SEC filing
Mar 2, 2021Amendment$46,651,360$2,735,000vs Mar 2, 2020160SEC filing
Mar 2, 2020Amendment$43,916,360$760,000vs Mar 1, 2019150SEC filing
Mar 1, 2019Amendment$43,156,360$2,160,000vs Mar 1, 2018147SEC filing
Mar 1, 2018Amendment$40,996,360-$4,889,095vs Jul 28, 2017138SEC filing
Jul 28, 2017Amendment$45,885,455$9,711,095vs Jul 29, 2016135SEC filing
Jul 29, 2016Amendment$36,174,360$2,180,000vs Jul 31, 2015123SEC filing
Jul 31, 2015Amendment$33,994,360-$9,112,976vs Aug 1, 2014121SEC filing
Aug 1, 2014Initial$43,107,336No comparison88SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-222175

Source: Form D, filed May 14, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AWA SMALL CAP ACCESS FUND, L.P.

Investment adviser: ARGOS WEALTH ADVISORS LLC

Gross asset value
$32.1M
Beneficial owners
62
ADV minimum commitment
$50K

Reported in Form ADV on Sep 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUM NEW YORK, New York, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Marketer BIRN FINANCIAL INC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WITHUM
PCAOB 100

CHARLES SCHWAB & CO., INC.
SEC 8-16514

BIRN FINANCIAL INC
CRD 331592

Filing source

Form ADV 2134468 · Sep 25, 2026 · Schedule D 7.B.(1), fund 805-1296209439

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Argos Wealth Advisors, Llc Executive
Argos Wealth Advisors, Llc N/A Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5930 South Land Park Drive #22459
Sacramento, CA, 95822