Form D · Insurance
AVIVA PLC
London, X0 · CIK 0001140022
Offering snapshot reported Dec 18, 2009 · SEC filing
- Reported sold
- $404K Offering amount: $404K
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 11, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 18, 2009 | Initial | $404,107 | No comparison | 19 | SEC filing |
| Apr 15, 2009 | Initial | $1,423,943 | No comparison | Not reported | SEC filing |
| Apr 15, 2009 | Initial | $17,368,875 | No comparison | Not reported | SEC filing |
| Aug 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 7, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 25, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-106663
Offering Amt & Amt Sold are estimated based on the approx. total dollar amt expected to be allocated to stock derivative units under the long term incentive awards awarded to employee recipients & no consideration is paid or payable by employee recipients
Source: Form D, filed Dec 18, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John David Ainley | Executive |
| Nikesh Arora | Director |
| Wim Dik | Director |
| Alain Henri Pierre Dromer | Executive |
| Mary Elizabeth Francis | Director |
| Thomas C Godlasky | Executive |
| Richard Karl Goeltz | Director |
| Euleen Yiu Kiang Goh | Director |
| Mark Steven Hodges | Director, Executive |
| Simon Christopher John Machell | Executive |
| Amanda Felicity Mackenzie | Executive |
| Igal Mordeciah Mayer | Executive |
| Andrea Moneta | Executive |
| Andrew John Moss | Director, Executive |
| Carole Piwnica | Director |
| Anupam Sahay | Executive |
| Phillip Scott | Director, Executive |
| Colin Morven Sharman | Director |
| Phillippe Leslie Van De Walle | Director |
| John Russell Fotheringham Walls | Director |
| Jonathan Scott Wheway | Director |
Issuer details
Industry: Insurance (See others in industry)
Address:
St Helens 1 Undershaft 1 Undershaft
London, X0, EC3P 3DQ
London, X0, EC3P 3DQ