Form D · Insurance

AVIVA PLC

London, X0 · CIK 0001140022

Offering snapshot reported Dec 18, 2009 · SEC filing

Reported sold
$404K
Offering amount: $404K
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 11, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 18, 2009Initial$404,107No comparison19SEC filing
Apr 15, 2009Initial$1,423,943No comparisonNot reportedSEC filing
Apr 15, 2009Initial$17,368,875No comparisonNot reportedSEC filing
Aug 12, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jul 7, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jul 25, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-106663
Offering Amt & Amt Sold are estimated based on the approx. total dollar amt expected to be allocated to stock derivative units under the long term incentive awards awarded to employee recipients & no consideration is paid or payable by employee recipients

Source: Form D, filed Dec 18, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John David Ainley Executive
Nikesh Arora Director
Wim Dik Director
Alain Henri Pierre Dromer Executive
Mary Elizabeth Francis Director
Thomas C Godlasky Executive
Richard Karl Goeltz Director
Euleen Yiu Kiang Goh Director
Mark Steven Hodges Director, Executive
Simon Christopher John Machell Executive
Amanda Felicity Mackenzie Executive
Igal Mordeciah Mayer Executive
Andrea Moneta Executive
Andrew John Moss Director, Executive
Carole Piwnica Director
Anupam Sahay Executive
Phillip Scott Director, Executive
Colin Morven Sharman Director
Phillippe Leslie Van De Walle Director
John Russell Fotheringham Walls Director
Jonathan Scott Wheway Director

Issuer details

Industry: Insurance (See others in industry)

Address:
St Helens 1 Undershaft 1 Undershaft
London, X0, EC3P 3DQ