Form D · Other Investment Fund

Aviva Investors Funds SPC Ltd. - Multi-Strategy Target Return Segregated Portfolio

Chicago, IL · CIK 0001612276

Offering snapshot reported Jun 15, 2018 · SEC filing

Reported sold
$445M
Indefinite offering
Investors reported
67
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Feb 23, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$222M$445MJun 15, 2016: $91,225,912.00Jun 15, 2016Jun 15, 2017: $382,666,953.00Jun 15, 2017Jun 15, 2018: $444,580,953.00Jun 15, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$382,666,953 → $444,580,953
  • Reported investors54 → 67

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 15, 2018Amendment$444,580,953$61,914,000vs Jun 15, 201767SEC filing
Jun 15, 2017Amendment$382,666,953$291,441,041vs Jun 15, 201654SEC filing
Jun 15, 2016Initial$91,225,912No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-265092
Clarification of Item 11 - The minimum initial subscription amount is subject to discretion of the Board of Directors to accept lesser amounts, provided that in no event will an initial subscription amount of less than $100,000 be accepted.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Foreside Fund Services, LLC46106

Source: Form D, filed Jun 15, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVIVA INVESTORS FUNDS SPC LTD.

Investment adviser: AVIVA INVESTORS AMERICAS LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$500K

Reported in Form ADV on Dec 12, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JP MORGAN LUXEMBOURG S.A. SENNINGERBERG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPER GEORGE TOWN, Cayman Islands
Custodian JP MORGAN BANK LUXEMBOURG S.A. SENNINGERBERG, Luxembourg Related to adviser: No
Marketer FORESIDE FUND SERVICES, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPER
PCAOB 1266

FORESIDE FUND SERVICES, LLC
CRD 46106 · SEC 8-51293

Filing source

Form ADV 1361248 · Dec 12, 2019 · Schedule D 7.B.(1), fund 805-7307210311

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aviva Investors Americas Llc Executive, Promoter
Sean Brumble Director
Mike Craston Director
Joshua Lohmeier Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Aviva Investors Americas Llc 225 West Wacker Dr., Suite 2250
Chicago, IL, 60606