Form D · Private Equity Fund

Aviator Capital Offshore Feeder Fund, LP

Aventura, FL · CIK 0001583028

Offering snapshot reported Jan 13, 2014 · SEC filing

Reported sold: $39.5M
Investors reported: 9
Minimum accepted: $5M
First sale: Oct 23, 2013

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 9

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 13, 2014	Amendment	$39,472,000	No comparison	9	SEC filing
Aug 2, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-200639

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
James L. Tovey	5160365	JLT Capital Partners LLC · CRD 158345
Jason B. Okie	2486527	Silver Leaf Partners, LLC · CRD 126694
Kenneth P. Gettinger	1511817	KPG Capital Partners, LLC · CRD 165392

Source: Form D, filed Jan 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVIATOR CAPITAL OFFSHORE FEEDER FUND, LP

Investment adviser: AVIATOR CAPITAL MANAGEMENT, LLC

Gross asset value: $39.5M
Beneficial owners: 9
ADV minimum commitment: $5M

Reported in Form ADV on Nov 20, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN, KASS & COMPANY, P.C. NEW YORK, New York, United States

Custodian SMITH, GAMBRELL & RUSSELL, LLP ATLANTA, Georgia, United States Related to adviser: No

Marketer JLT CAPITAL PARTNERS LLC WINDHAM, New Hampshire, United States Related to adviser: No

Marketer KPG CAPITAL PARTNERS, LLC PARK CITY, Utah, United States Related to adviser: No

Marketer SILVER Q PARTNERS NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

JLT CAPITAL PARTNERS LLC
CRD 158345 · SEC 8-68892

KPG CAPITAL PARTNERS, LLC
CRD 165392 · SEC 8-69158

Filing source

Form ADV 855921 · Nov 20, 2014 · Schedule D 7.B.(1), fund 805-1003281147

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Aviator Capital Gp, Llc	Promoter
N/A Aviator Capital Management, Llc	Promoter
Michael S. Fitzgibbons	Executive
Hugo Reiter	Executive
Jorge Wolf	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Aviator Capital Gp, Llc 18851 Ne 29 Th Ave,Hrbr Centre,Suite 518
Aventura, FL, 33180