Form D · Other Health Care
AVEX, LLC
Grand Junction, CO · CIK 0001453896
Offering snapshot reported Jan 11, 2017 · SEC filing
- Reported sold
- $7.55M Offering amount: $7.78M
- Investors reported
- 54 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Dec 21, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 11, 2017 | Initial | $7,546,353 | No comparison | 54 | SEC filing |
| Sep 12, 2014 | Initial | $250,000 | No comparison | 1 | SEC filing |
| May 13, 2014 | Amendment | $1,409,800 | $1,344,800vs Feb 4, 2014 | 15 | SEC filing |
| Feb 4, 2014 | Initial | $65,000 | No comparison | 1 | SEC filing |
| Feb 4, 2014 | Amendment | $65,000 | $0vs Feb 4, 2014 | 1 | SEC filing |
| Dec 31, 2012 | Amendment | $1,000,000 | $728,294vs May 9, 2012 | 10 | SEC filing |
| Jun 13, 2012 | Amendment | $521,706 | $250,000vs May 9, 2012 | 4 | SEC filing |
| May 9, 2012 | Initial | $271,706 | No comparison | 2 | SEC filing |
| Feb 5, 2010 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Jan 9, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-278186
For investors introduced by Silver Leaf Partners LLC, Silver Leaf will receive cash equal to 4% of amount invested and warrant coverage equal to 2% of amount invested.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| `Silver Lake Partners LLC | 126694 | Silver Lake Partners LLC · CRD 126694 |
Source: Form D, filed Jan 11, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew J Mayer | Director, Executive |
| David M Mayer | Director, Executive |
| Ryan M Schoff | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
120 West Park Dr Suite 205
Grand Junction, CO, 81505
Grand Junction, CO, 81505