Form D · Hedge Fund

AVESTA FUND LP

New York, NY · CIK 0001219168

Offering snapshot reported Nov 23, 2011 · SEC filing

Reported sold
$261M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$130M$261MNov 30, 2009: $222,608,697.00Nov 30, 2009Nov 24, 2010: $258,935,150.00Nov 24, 2010Nov 23, 2011: $260,553,400.00Nov 23, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$258,935,150 → $260,553,400
  • Reported investors10 → 12

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 23, 2011Amendment$260,553,400$1,618,250vs Nov 24, 201012SEC filing
Nov 24, 2010Amendment$258,935,150$36,326,453vs Nov 30, 200910SEC filing
Nov 30, 2009Amendment$222,608,697No comparison10SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$990K (estimated)
Finders' fees
$0
Form D file number
021-52774
Sales commission estimate is from the beginning of the offering through the next 12 months and is based on the placement agent being compensated for its activities by receiving a portion of the management fee and incentive fees from the investment manager

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Anthony R. Buscemi3156872Gallatin Capital LLC · CRD 124738
John B. Hardy III1792237Gallatin Capital LLC · CRD 124738
John L. Youngblood1335335Gallatin Capital LLC · CRD 124738
Jennifer Kelleher Tamis4461249Gallatin Capital LLC · CRD 124738
Sara Osberg2965908Gallatin Capital LLC · CRD 124738

Source: Form D, filed Nov 23, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Wendell Fowler Executive
William R. Tung Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Bryant Park, 39 Th Floor
New York, NY, NEW YORK