Form D · Other Technology
AvePoint, Inc.
Jersey City, NJ · CIK 0001606113
Offering snapshot reported Apr 24, 2014 · SEC filing
- Reported sold
- $90M Offering amount: $90M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 11, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 24, 2014 | Initial | $89,999,992 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.8M
- Finders' fees
- $0
- Form D file number
- 021-216178
Preferred Stock that can convert into Common Stock.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Capital Markets, LLC | 31194 |
Source: Form D, filed Apr 24, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian Brown | Executive |
| David Campbell | Director |
| Xunkai Gong | Director, Executive |
| Tianyi Jiang | Director, Executive |
| Hyung Ra Lim | Executive |
| George Petrou | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
Harborside Financial Center, Plaza 10 3 Second Street, 9 Th Floor
Jersey City, NJ, 07311
Jersey City, NJ, 07311