Form D · Other Investment Fund

Avenue Pantheon Broadway Fund, L.P.

New York, NY · CIK 0001766555

Offering snapshot reported Mar 4, 2019 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $100K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 4, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $4M (estimated)
Form D file number: 021-333944

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Park Hill Group LLC	135898

Source: Form D, filed Mar 4, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVENUE PANTHEON BROADWAY FUND, L.P.

Investment adviser: AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P.

Gross asset value: $210M
Beneficial owners: 10
ADV minimum commitment: $13M

Reported in Form ADV on Apr 25, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian INTESA SANPAOLO SPA TORINO, Italy Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

INTESA SANPAOLO SPA
LEI 2W8N8UU78PMDQKZENC08

THE BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 1755967 · Apr 25, 2023 · Schedule D 7.B.(1), fund 805-8177952022

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Avenue Broadway Partners, Llc	Executive
Sonia Esther Gardner	Executive
Gl Broadway Partners, Llc	Executive
Marc Lasry	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Avenue Capital Group, 399 Park Ave 6 Th Floor
New York, NY, 10022