Form D · Hedge Fund

Avenue Investments, L.P.

New York, NY · CIK 0001003215

Offering snapshot reported Feb 27, 2015 · SEC filing

Reported sold: $421M
Investors reported: 194
Minimum accepted: $0
First sale: Oct 1, 1995

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$462,879,978 → $421,111,690
Reported investors210 → 194

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 27, 2015	Amendment	$421,111,690	-$41,768,288vs Feb 27, 2014	194	SEC filing
Feb 27, 2014	Amendment	$462,879,978	-$45,975,018vs Feb 27, 2013	210	SEC filing
Feb 27, 2013	Amendment	$508,854,996	$49,554,996vs Feb 29, 2012	208	SEC filing
Feb 29, 2012	Amendment	$459,300,000	$36,100,000vs Mar 1, 2011	250	SEC filing
Mar 1, 2011	Amendment	$423,200,000	$61,200,000vs Mar 16, 2010	35	SEC filing
Mar 16, 2010	Amendment	$362,000,000	$200,000vs Mar 16, 2009	185	SEC filing
Mar 16, 2009	Amendment	$361,800,000	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-47428

Item #13 - Estimated Net Asset Value as of December 31, 2014.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	Spoonhill Asset Management Inc. · CRD 122377

Source: Form D, filed Feb 27, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVENUE INVESTMENTS, L.P.

Investment adviser: AVENUE CAPITAL MANAGEMENT II, L.P.

Gross asset value: $22.3M
Beneficial owners: 177
ADV minimum commitment: $5M

Reported in Form ADV on Jan 10, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer MAGENTA CAPITAL SERVICES LTD. THE VALLEY, Anguilla Related to adviser: No

Marketer MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer SPOONHILL ASSET MANAGEMENT, INC. BOSTON, Massachusetts, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC
CRD 105067 · SEC 801-35676

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

SPOONHILL ASSET MANAGEMENT, INC.
CRD 122377 · SEC 8-65495

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1262609 · Jan 10, 2019 · Schedule D 7.B.(1), fund 805-2085352238

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Avenue Capital Management Ii, L.P.	Promoter
N/A Avenue Partners, Llc	Executive, Promoter
Sonia E. Gardner	Executive
Marc Lasry	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

399 Park Avenue 6 Th Floor
New York, NY, 10022