Form D · Commercial Banking
Avenue Financial Holdings, Inc.
Nashville, TN · CIK 1616297
Offering snapshot reported Jan 9, 2015 · SEC filing
- Reported sold
- $20M Offering amount: $20M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Dec 29, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 9, 2015 | Initial | $20,000,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $400K
- Finders' fees
- $0
- Form D file number
- 021-231842
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Keefe, Bruyette & Woods, Inc. · CRD 481 |
Source: Form D, filed Jan 9, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David G. Anderson | Director |
| Agenia Clark | Director |
| G. Kent Cleaver | Director, Executive |
| Marty Dickens | Director |
| Patrick G. Emery | Director |
| Joseph C. Galante | Director |
| David Ingram | Director |
| E. Andrew Moats | Executive |
| Steve Moore | Director |
| Ken Robold | Director |
| Ronald L. Samuels | Director, Executive |
| Karen Saul | Director |
| Barbara J. Zipperian | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
111 10th Avenue South, Suite 400
Nashville, TN, 37203
Nashville, TN, 37203