Form D · Other Investment Fund

Avenue Europe Special Situations Fund IV (U.S.), L.P.

New York, NY · CIK 0001766473

Offering snapshot reported Jan 28, 2020 · SEC filing

Reported sold: $300M
Investors reported: 4
Minimum accepted: $100K
First sale: Mar 6, 2019

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 4

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 28, 2020	Amendment	$300,000,000	No comparison	4	SEC filing
Feb 1, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-332011

Source: Form D, filed Jan 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVENUE EUROPE SPECIAL SITUATIONS FUND IV (U.S.), L.P.

Investment adviser: AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P.

Gross asset value: $254M
Beneficial owners: 15
ADV minimum commitment: $10M

Reported in Form ADV on May 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GEORGE TOWN, Cayman Islands

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian COMMERZBANK AKTIENGESELLSCHAFT FRANKFURT, Germany Related to adviser: No

Custodian CORTLAND CAPITAL MARKET SERVICES LIMITED LONDON, United Kingdom Related to adviser: No

Custodian GLOBAL LOAN AGENCY SERVICES LIMITED LONDON, United Kingdom Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer ANDES CAPITAL GROUP, LLC CHICAGO, Illinois, United States Related to adviser: No

Marketer BRADLEY WOODS & CO. LTD. NEW YORK, New York, United States Related to adviser: No

Marketer PICTON S.A. SANTIAGO, Chile Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 1266

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

COMMERZBANK AKTIENGESELLSCHAFT
LEI 5299000SAWQZ3FCO7056

CORTLAND CAPITAL MARKET SERVICES LIMITED
LEI 2138001AX63A2G3ZG696

GLOBAL LOAN AGENCY SERVICES LIMITED
LEI 254900K0TO9Y5JZ8HF52

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

MORGAN STANLEY & CO. LLC
SEC 8-15869

ANDES CAPITAL GROUP, LLC
CRD 139212 · SEC 8-67202

BRADLEY WOODS & CO. LTD.
CRD 13660 · SEC 8-28862

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 2103534 · May 5, 2026 · Schedule D 7.B.(1), fund 805-7600098713

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Sonia Gardner	Executive
Marc Lasry	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11 West 42 Nd Street 9 Th Floor
New York, NY, 10036