Form D · Other Investment Fund

Avenue Europe Special Situations Fund II (U.S.), L.P.

New York, NY · CIK 0001529048

Offering snapshot reported Sep 7, 2011 · SEC filing

Reported sold: $191M
Investors reported: 7
Minimum accepted: $10K
First sale: Aug 25, 2011

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 7, 2011	Initial	$191,000,000	No comparison	7	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-165435

Total offering amount applies to Issuer & related parallel entities. May not exceed greater of ?1.75 billion or $2.5 billion. Total amount sold applies only to Issuer.

Source: Form D, filed Sep 7, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVENUE EUROPE SPECIAL SITUATIONS FUND II (U.S.), L.P.

Investment adviser: AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P.

Gross asset value: $532M
Beneficial owners: 109
ADV minimum commitment: $10M

Reported in Form ADV on Jan 10, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. ZURICH, Switzerland Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 801-69700

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1262634 · Jan 10, 2019 · Schedule D 7.B.(1), fund 805-2608967154

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Sonia Esther Gardner	Executive
Marc Lasry	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Avenue Capital Group, 399 Park Ave 6 Th Floor
New York, NY, 10022