Form D · Hedge Fund
AVENUE ACCESS LLC
New York, NY · CIK 0001588902
Offering snapshot reported Oct 13, 2015 · SEC filing
- Reported sold
- $10.3M Indefinite offering
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 1, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 13, 2015 | Amendment | $10,300,502 | $1,200,101vs Oct 10, 2014 | 26 | SEC filing |
| Oct 13, 2015 | Amendment | $10,300,502 | $0vs Oct 13, 2015 | 26 | SEC filing |
| Oct 10, 2014 | Amendment | $9,100,401 | $4,020,901vs Oct 10, 2013 | 20 | SEC filing |
| Oct 10, 2013 | Initial | $5,079,500 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $258K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-204362
Estimated maximum aggregate sales commission to be paid to the selling agents. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Oct 13, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Ninon Marapachi | Director, Executive |
| Jeff Mc Goey | Director, Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Promoter |
| Greg Parets | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10080