Form D · Investing
Avenue 4 Special Situations Fund I LLC - Series 5
Santa Ana, CA · CIK 0001896177
Offering snapshot reported Jan 24, 2022 · SEC filing
- Reported sold
- $1.86M Offering amount: $5M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Aug 16, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 24, 2022 | Initial | $1,855,000 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $350K (estimated)
- Finders' fees
- $50K (estimated)
- Form D file number
- 021-430474
Emerson Equity will receive 7% of the gross proceeds of this offering as a placement agent fee.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Emerson Equity LLC | 130032 | Emerson Equity LLC · CRD 130032 |
Source: Form D, filed Jan 24, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Di Meo | Executive, Promoter |
| Avenue 4 Capital Management, Llc | Promoter |
Issuer details
Industry: Investing (See others in industry)
Address:
9 Macarthur Pl., Unit 2101
Santa Ana, CA, 92707
Santa Ana, CA, 92707