Form D · Private Equity Fund
Avenue 4 Special Situations Fund I, LLC Series 3
Newport Beach, CA · CIK 0001766341
Offering snapshot reported Jan 30, 2019 · SEC filing
- Reported sold
- $1.25M Offering amount: $5M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jan 17, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 30, 2019 | Initial | $1,250,000 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-331692
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Emerson Equity LLC | 130032 | Emerson Equity LLC · CRD 130032 |
Source: Form D, filed Jan 30, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Di Meo | Promoter |
| Avenue 4 Capital Management, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
6 Madison
Newport Beach, CA, 92660
Newport Beach, CA, 92660