Form D · Other Investment Fund
Aventis Diversified Commodity Fund, LLC
Costa Mesa, CA · CIK 0001377316
Offering snapshot reported Aug 25, 2011 · SEC filing
- Reported sold
- $49.9M Indefinite offering
- Investors reported
- 40 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 1, 2006 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 25, 2011 | Initial | $49,901,970 | No comparison | 40 | SEC filing |
| Oct 31, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 29, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $176K
- Finders' fees
- $0
- Form D file number
- 021-164935
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ALTEGRIS INVESTMENTS, INC. | 8258 | ALTEGRIS INVESTMENTS, INC. · CRD 8258 |
| HEDGE HARBOR INC. | 44324 | HEDGE HARBOR INC. · CRD 44324 |
Source: Form D, filed Aug 25, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Kim | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
959 South Coast Drive, Suite 415
Costa Mesa, CA, 92626
Costa Mesa, CA, 92626