Form D · Other Energy
AVENTINE RENEWABLE ENERGY HOLDINGS INC
Pekin, IL · CIK 0001285043
Offering snapshot reported Oct 17, 2014 · SEC filing
- Reported sold
- $31M Offering amount: $31M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 15, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 17, 2014 | Amendment | $31,044,874 | $0vs Oct 18, 2013 | 13 | SEC filing |
| Oct 17, 2014 | Amendment | $118,535 | $0vs Jul 2, 2013 | 12 | SEC filing |
| Oct 18, 2013 | Amendment | $31,044,874 | $0vs Oct 19, 2012 | 13 | SEC filing |
| Jul 2, 2013 | Initial | $118,535 | No comparison | 12 | SEC filing |
| Oct 19, 2012 | Initial | $31,044,874 | No comparison | 13 | SEC filing |
| Sep 27, 2012 | Initial | $162,253,182 | No comparison | 22 | SEC filing |
| Jan 6, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.36M
- Finders' fees
- $0
- Form D file number
- 021-185853
Each of 502,751 warrants issued without payment on 10/15/2012 entitles each holder to one share of common stock at a $61.75 exercise price, subject to adjustment as provided in the Warrant Agreement. No warrants have been exercised.
In connection with a series of restructuring transactions, including the warrant issuance (but not exercise thereof), HL received at closing total compensation of $2,362,628.94 comprising restructuring and financing transaction fees and related expenses.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Houlihan Lokey Capital, Inc. ("HL") | 17708 |
Source: Form D, filed Oct 17, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dennis Alt | Director |
| Mark Beemer | Executive |
| Timothy Bernlohr | Director |
| John Castle | Director, Executive |
| James Continenza | Director |
| Eugene Davis | Director |
| Eric Hakmiller | Director |
| Kip Horton | Director |
| Continenza James | Director |
| Chris Nichols | Executive |
| Christopher A. Nichols | Executive |
| Brian Steenhand | Executive |
| Brian Steenhard | Executive |
| Calvin Stewart | Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:Pekin, IL, 61554