Form D · Other Investment Fund

AVANTI FUND, LLC

Kansas City, MO · CIK 0001446309

Offering snapshot reported Sep 6, 2013 · SEC filing

Reported sold
$355M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Sep 26, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$178M$355MOct 9, 2008: $88,076,782.00Oct 9, 2008Oct 13, 2009: $118,356,360.00Oct 13, 2009Sep 10, 2010: $150,333,298.00Sep 10, 2010Sep 9, 2011: $212,513,844.00Sep 9, 2011Sep 6, 2012: $295,753,454.00Sep 6, 2012Sep 6, 2013: $355,199,829.00Sep 6, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$295,753,454 → $355,199,829

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 6, 2013Amendment$355,199,829$59,446,375vs Sep 6, 201210SEC filing
Sep 6, 2012Amendment$295,753,454$83,239,610vs Sep 9, 201110SEC filing
Sep 9, 2011Amendment$212,513,844$62,180,546vs Sep 10, 20109SEC filing
Sep 10, 2010Amendment$150,333,298$31,976,938vs Oct 13, 20099SEC filing
Oct 13, 2009Amendment$118,356,360$30,279,578vs Oct 9, 20089SEC filing
Oct 9, 2008Initial$88,076,782No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-123347
Total amount sold reflects aggregate purchases in the fund and is not net of redemptions.

Source: Form D, filed Sep 6, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVANTI FUND LLC

Investment adviser: AMERICAN CENTURY INVESTMENT MANAGEMENT INC

Gross asset value
$97.8M
Beneficial owners
5
ADV minimum commitment
$10K

Reported in Form ADV on Mar 28, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP KANSAS CITY, Missouri, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 799814 · Mar 28, 2014 · Schedule D 7.B.(1), fund 805-7928089276

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amy Bitter Executive
Ryan L. Blaine Executive
Brian L. Brogan Executive
Enrique Chang Executive
James E. Stowers, Jr. Promoter
Jonathan Thomas Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4500 Main Street
Kansas City, MO, 64111