Form D · Other Banking and Financial Services
Avant, Inc.
Chicago, IL · CIK 0001564832
Offering snapshot reported Nov 3, 2015 · SEC filing
- Reported sold
- $325M Offering amount: $325M
- Investors reported
- 46 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 14, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 3, 2015 | Initial | $325,000,000 | No comparison | 46 | SEC filing |
| Dec 5, 2014 | Initial | $224,999,954 | No comparison | 46 | SEC filing |
| Feb 10, 2014 | Initial | $75,000,005 | No comparison | 13 | SEC filing |
| Aug 5, 2013 | Initial | $20,232,141 | No comparison | 3 | SEC filing |
| May 6, 2013 | Amendment | $8,000,000 | $2,500,000vs Feb 12, 2013 | 3 | SEC filing |
| Feb 12, 2013 | Initial | $5,500,000 | No comparison | 1 | SEC filing |
| Dec 17, 2012 | Initial | $1,000,000 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-250588
Offer and sale of shares of preferred stock and the underlying shares of common stock issuable upon conversion thereof.
Source: Form D, filed Nov 3, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| W. Eric Carlborg | Director |
| Eric W. Carlborg | Director |
| Anna Fridman | Executive |
| Albert Goldstein | Director, Executive |
| Adam Hughes | Executive |
| Adam Jiwan | Director |
| John Johnston | Director |
| Steven Joung | Director |
| Robert Levy | Executive |
| Ryan Mclennan | Executive |
| Siddharth Mehta | Director |
| James D. Robinson | Director |
| Suketu Shah | Executive |
| John Sun | Executive |
| Yipeng Zhang | Executive |
| Paul Zhang | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
640 N. Lasalle Drive, Ste 535
Chicago, IL, 60654
Chicago, IL, 60654