Form D · Biotechnology
Avant Diagnostics, Inc
Washington, DC · CIK 0001451929
Offering snapshot reported Jun 13, 2018 · SEC filing
- Reported sold
- $1.17M Offering amount: $2M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 25, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 13, 2018 | Initial | $1,165,155 | No comparison | 8 | SEC filing |
| Jan 20, 2016 | Initial | $112,500 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $52K
- Finders' fees
- $0
- Form D file number
- 021-314464
Includes an aggregate of $516,155 of existing indebtedness exchanged for Series A Preferred Stock.
Series A Preferred Stock. The minimum amount disclosed in Item 11 may be modified by the Issuer in its sole discretion.
Does not include warrants issued to the agent.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dominick & Dickerman LLC | 21076 |
Source: Form D, filed Jun 13, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Brugmann | Director |
| Jeff Busch | Director |
| Randall Letcavage | Director |
| Gregg Linn | Director, Executive |
| Joseph Roth | Director |
| Michael Ruxin, M.D. | Executive |
| Jeff Stephens | Director |
| Robert Trapp | Director |
| Scott Vander Meer | Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
1050 30 Th Street Nw, Suite 107
Washington, DC, 20007
Washington, DC, 20007