Form D · REITS and Finance

AVANATH AH IV HOLDCO, INC.

Irvine, CA · CIK 0001792023

Offering snapshot reported Nov 1, 2019 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Oct 18, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 1, 2019Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$6.25K
Finders' fees
$0
Form D file number
021-352427

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles B. Harrison3071551H&L Equities, LLC · CRD 113794
Scott Harrison4981070H&L Equities, LLC · CRD 113794
Patrick J. Whelchel5389090H&L Equities, LLC · CRD 113794
Lori Mayfield4899271H&L Equities, LLC · CRD 113794
Charles Mathes5980160H&L Equities, LLC · CRD 113794

Source: Form D, filed Nov 1, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daryl J. Carter Director, Executive
Ellen R. Guccione Executive
Jun Sakumoto Executive
John R. Williams Executive
Wesley Wilson Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
1920 Main Street Suite 150
Irvine, CA, 92614