Form D · Other Investment Fund

Avalon Wallace Investment Fund, LP

Houston, TX · CIK 0001554030

Offering snapshot reported Apr 29, 2019 · SEC filing

Reported sold
$201M
Offering amount: $201M
Investors reported
173
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$101M$201MJul 25, 2012: $21,022,265.00Jul 25, 2012Mar 31, 2014: $77,521,237.00Mar 31, 2014Apr 15, 2016: $178,905,873.00Apr 15, 2016Apr 13, 2017: $180,591,331.00Apr 13, 2018: $198,425,773.00Apr 29, 2019: $201,345,974.00Apr 29, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$198,425,773 → $201,345,974
  • Reported investors170 → 173

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 29, 2019Amendment$201,345,974$2,920,201vs Apr 13, 2018173SEC filing
Apr 13, 2018Amendment$198,425,773$17,834,442vs Apr 13, 2017170SEC filing
Apr 13, 2017Amendment$180,591,331$1,685,458vs Apr 15, 2016163SEC filing
Apr 15, 2016Amendment$178,905,873$101,384,636vs Mar 31, 2014159SEC filing
Mar 31, 2014Amendment$77,521,237$56,498,972vs Jul 25, 201290SEC filing
Jul 25, 2012Initial$21,022,265No comparison27SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181728
Limited Partnership interests in a pooled investment fund. Interests may be redeemed and issued pursuant to the terms of the Issuer's partnership agreement.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Avalon Advisors, LLC112556

Source: Form D, filed Apr 29, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVALON WALLACE INVESTMENT FUND, L.P.

Investment adviser: WALLACE CAPITAL MANAGEMENT, INC.

Gross asset value
$6.39M
Beneficial owners
8
ADV minimum commitment
$200K

Reported in Form ADV on Mar 31, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MELTON & MELTON, LLP HOUSTON, Texas, United States
Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MELTON & MELTON, LLP
PCAOB 777

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Filing source

Form ADV 1938693 · Mar 31, 2025 · Schedule D 7.B.(1), fund 805-6093343113

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Avalon Advisors, Llc Promoter
N/A N/A Avalon Wallace Investment Management Llc Promoter
Robert P. Gauntt Executive
Willie T. Langston Executive
Henry J. Lartigue Executive
Kevin J. Lilly Executive
Scott T. Wallace Executive
N/A N/A Wallace Capital Management, Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2929 Allen Parkway, Suite 3000
Houston, TX, 77019-7124