Form D · Private Equity Fund

Avalon Private Energy Fund, LP

Houston, TX · CIK 0001697776

Offering snapshot reported Apr 20, 2017 · SEC filing

Reported sold: $35.7M
Investors reported: 54
Minimum accepted: $500K
First sale: Apr 10, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$356,500,000 → $35,650,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 20, 2017	Amendment	$356,500,000	No comparison	54	SEC filing
Apr 20, 2017	Amendment	$35,650,000	-$320,850,000vs Apr 20, 2017	54	SEC filing
Mar 31, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-283753

Corrected Clerical Error: Total Amount Sold from 356,500,000 to 35,650,000.

Interests will be sold through Avalon Wealth Management (AWM). AWM will receive a portion of the management fees and carried interest attributable to investors introduced to the issuer by AWM.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Avalon Wealth Management LLC	162745

Source: Form D, filed Apr 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVALON PRIVATE ENERGY FUND, LP

Investment adviser: AVALON ADVISORS LLC

Gross asset value: $46.6M
Beneficial owners: 56
ADV minimum commitment: $500K

Reported in Form ADV on Aug 2, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP DIVISION OF SS&C TECHNOLOGIES, INC HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MELTON & MELTON, LLP HOUSTON, Texas, United States

Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No

Marketer AVALON WEALTH MANAGEMENT LLC HOUSTON, Texas, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MELTON & MELTON, LLP
PCAOB 777

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

AVALON WEALTH MANAGEMENT LLC
CRD 162745 · SEC 8-69066

Filing source

Form ADV 1778535 · Aug 2, 2023 · Schedule D 7.B.(1), fund 805-2870795211

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Avalon Advisors, Llc	Promoter
N/A Avalon Private Energy Fund Gp, Llc	Promoter
N/A Avalon Wealth Management Llc	Promoter
Robert P. Gauntt	Executive
Willie T. Langston	Executive
Henry J. Lartigue	Executive
Kevin J. Lilly	Executive
Jeffrey S. Phelps	Executive
Alexander Chase Robison	Executive
Brett A. Williams	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Avalon Advisors, Llc 2929 Allen Parkway, Suite 3000
Houston, TX, 77019