Form D · Hedge Fund

AVALON

Berkeley Heights, NJ · CIK 0001457662

Offering snapshot reported Feb 13, 2020 · SEC filing

Reported sold
$56.3M
Indefinite offering
Investors reported
55
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 1976
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$28.2M$56.3MMar 11, 2009: $220,000.00Mar 11, 2009Mar 1, 2010: $1,501,000.00Apr 30, 2012: $43,307,560.00Feb 25, 2013: $43,497,373.00Feb 25, 2014: $56,328,817.00Feb 24, 2015: $56,343,817.00Feb 24, 2016: $56,343,817.00Feb 16, 2017: $56,343,817.00Feb 16, 2018: $56,343,817.00Feb 15, 2019: $56,343,817.00Feb 13, 2020: $56,343,817.00Feb 13, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 13, 2020Amendment$56,343,817$0vs Feb 15, 201955SEC filing
Feb 15, 2019Amendment$56,343,817$0vs Feb 16, 201855SEC filing
Feb 16, 2018Amendment$56,343,817$0vs Feb 16, 201755SEC filing
Feb 16, 2017Amendment$56,343,817$0vs Feb 24, 201655SEC filing
Feb 24, 2016Amendment$56,343,817$0vs Feb 24, 201555SEC filing
Feb 24, 2015Amendment$56,343,817$15,000vs Feb 25, 201455SEC filing
Feb 25, 2014Amendment$56,328,817$12,831,444vs Feb 25, 201355SEC filing
Feb 25, 2013Amendment$43,497,373$189,813vs Apr 30, 201255SEC filing
Apr 30, 2012Amendment$43,307,560$41,806,560vs Mar 1, 201055SEC filing
Mar 1, 2010Amendment$1,501,000$1,281,000vs Mar 11, 20096SEC filing
Mar 11, 2009Initial$220,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-127716

Source: Form D, filed Feb 13, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVALON

Investment adviser: HOLMAN JR., JOHN W.

Gross asset value
$45.4M
Beneficial owners
51
ADV minimum commitment
$0

Reported in Form ADV on Jun 27, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM US, LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION PURCHASE, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US, LLP
PCAOB 49

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION
LEI 549300GS0W0TEUQS8571

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1226189 · Jun 27, 2018 · Schedule D 7.B.(1), fund 805-5243138572

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John W. Holman, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
400 Connell Drive Suite 5100
Berkeley Heights, NJ, 07922