Form D · Other Investment Fund
Autumn Glen PE, LLC
San Francisco, CA · CIK 0001541172
Offering snapshot reported Feb 7, 2012 · SEC filing
- Reported sold
- $3M Offering amount: $3M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Jul 31, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 7, 2012 | Initial | $3,000,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-173011
Membership interests
Source: Form D, filed Feb 7, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AUTUMN GLEN PE, LLC
Investment adviser: REGIS METRO ASSOCIATES, INC.
- Gross asset value
- $1.91M
- Beneficial owners
- 8
- ADV minimum commitment
- $50K
Reported in Form ADV on Jun 10, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 742086 · Jun 10, 2013 · Schedule D 7.B.(1), fund 805-5511388635
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael F. Potter | Executive, Promoter |
| N/A Regis Metro Associates, Inc. | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94105