Form D · Other
Australian Solomons Gold Ltd
Albion, C3 · CIK 0001468555
Offering snapshot reported Jul 28, 2009 · SEC filing
- Reported sold
- $290K Offering amount: $290K
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 14, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 28, 2009 | Initial | $290,130 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $17.4K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-133131
The Total Offering Amount and Total Amount Sold have been converted from Canadian dollars to United States dollars based on the Bank of Canada rate on July 14, 2009 of Cdn$1.00=US$0.8803.
Sales commission is based on 6% of $290,130.77. The Agents were granted the option to subscribe for up to 5% of the aggregate number of offered shares sold pursuant to the offering at an exercise price equal to 120% of Cdn$0.30 per share.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Paradigm Capital U.S. Inc. | 104425 | |
| Haywood Securities (USA) Inc. | 42072 |
Source: Form D, filed Jul 28, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John G. Bovard | Director |
| Ian C. Burvill | Director |
| Barry J. Casson | Executive |
| Stephen C. Everett | Director |
| T. Sean Harvey | Director |
| David I. Roach | Executive |
| Peter A. Secker | Director |
| Henderson G. Tuten | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Ground Floor 60 Kingsford Smith Drive
Albion, C3, 4010
Albion, C3, 4010