Form D · Other Investment Fund
AUSAF VII, LLC
New York, NY · CIK 0001532125
Offering snapshot reported Oct 24, 2011 · SEC filing
- Reported sold
- $2.69M Offering amount: $2.69M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Sep 27, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 24, 2011 | Initial | $2,690,000 | No comparison | 18 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-167725
Source: Form D, filed Oct 24, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AUSAF VII
Investment adviser: AURIGA CAPITAL MANAGEMENT, LLC
- Gross asset value
- $5.46M
- Beneficial owners
- 24
- ADV minimum commitment
- $50K
Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1097813 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-3897602612
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Auriga Capital Management | Executive |
| Thomas Guba | Executive |
| John Tartaglia | Executive |
| Richard Winter | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10036