Form D · Other Investment Fund

AUSAF VI, LLC

New York, NY · CIK 0001532078

Offering snapshot reported Nov 8, 2011 · SEC filing

Reported sold
$3.26M
Offering amount: $3.26M
Investors reported
40
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Oct 31, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 8, 2011Initial$3,255,000No comparison40SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-168399

Source: Form D, filed Nov 8, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUSAF VI

Investment adviser: AURIGA CAPITAL MANAGEMENT, LLC

Gross asset value
$3.09M
Beneficial owners
40
ADV minimum commitment
$50K

Reported in Form ADV on Mar 19, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian MERRILL LYNCH NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 894467 · Mar 19, 2015 · Schedule D 7.B.(1), fund 805-3071304707

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Management Llc Auriga Capital Executive
Thomas Guba Executive
John Tartaglia Executive
Richard Winter Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
546 5 Th Avenue Floor 9
New York, NY, 10036