Form D · Other Investment Fund
AUSAF I, LLC
New York, NY · CIK 0001532073
Offering snapshot reported Nov 7, 2011 · SEC filing
- Reported sold
- $600K Offering amount: $600K
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $15K Reported outside-investor minimum
- First sale
- Sep 1, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 7, 2011 | Initial | $600,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-168331
Source: Form D, filed Nov 7, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Guba | Executive |
| John Tartaglia | Executive |
| Richard Winter | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
546 5 Th Avenue Floor 9
New York, NY, 10036
New York, NY, 10036