Form D · Biotechnology
AURORA SPECTRAL TECHNOLOGIES LLC
Shorewood, WI · CIK 0001505309
Offering snapshot reported Jun 26, 2013 · SEC filing
- Reported sold
- $10K Offering amount: $150K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 20, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 26, 2013 | Initial | $10,000 | No comparison | 1 | SEC filing |
| Jan 23, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jul 15, 2011 | Initial | $682,500 | No comparison | 6 | SEC filing |
| Nov 12, 2010 | Initial | $450,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-198624
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Jun 26, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas John Mozer | Director, Executive, Promoter |
| Uwe Muller | Executive |
| Valerica Raicu | Director, Executive, Promoter |
| Jeffrey Rusinow | Director |
| David Sneider | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
4030 N. Larkin Street
Shorewood, WI, 53211
Shorewood, WI, 53211