Form D · Hedge Fund

Aurora Offshore Fund Ltd. II

Grand Cayman, E9 · CIK 0001293248

Offering snapshot reported Nov 9, 2015 · SEC filing

Reported sold: $6.05B
Investors reported: 569
Minimum accepted: $250K
First sale: Jul 1, 2002

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$6,016,238,947 → $6,053,358,947
Reported investors565 → 569

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 9, 2015	Amendment	$6,053,358,947	$37,120,000vs Nov 10, 2014	569	SEC filing
Nov 10, 2014	Amendment	$6,016,238,947	$425,877,436vs Nov 8, 2013	565	SEC filing
Nov 8, 2013	Amendment	$5,590,361,511	$551,256,779vs Oct 24, 2012	558	SEC filing
Oct 24, 2012	Amendment	$5,039,104,732	$241,733,942vs Oct 20, 2011	527	SEC filing
Oct 20, 2011	Amendment	$4,797,370,790	$530,208,036vs Mar 14, 2011	478	SEC filing
Mar 14, 2011	Amendment	$4,267,162,754	$341,351,292vs Mar 12, 2010	439	SEC filing
Mar 12, 2010	Amendment	$3,925,811,462	$177,587,813vs Mar 13, 2009	372	SEC filing
Mar 13, 2009	Amendment	$3,748,223,649	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $3.19M (estimated)
Finders' fees: $0
Form D file number: 021-66233

The Fund pays a portion of the monthly Management Fee to selling agents - see Item 12.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Morgan Stanley Smith Barney LLC	149777
Deutsche Bank Securities Inc.	2525
Barclays Capital Inc.	19714
Citi Global Markets Inc.	7059

Source: Form D, filed Nov 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AURORA OFFSHORE FUND LTD. II

Investment adviser: AURORA INVESTMENT MANAGEMENT L.L.C.

Gross asset value: $9.91M
Beneficial owners: 201
ADV minimum commitment: $250K

Reported in Form ADV on Mar 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GRAND CAYMAN, Cayman Islands

Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 1266

Filing source

Form ADV 1194696 · Mar 26, 2018 · Schedule D 7.B.(1), fund 805-4662675930

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Aurora Investment Management L.L.C	Executive
Na Na Aurora Investment Management L.L.C	Executive
N/A Aurora Investment Management L.L.C.	Executive
N/A Citco Trustees (Cayman) Limited	Executive
Na Citco Trustees (Cayman) Limited	Executive
Na Na Citi Hedge Fund Services (Cayman), Ltd.	Executive
Ronan Daly	Director
James H. Hayes	Director
Clarendon Hugh Masters	Director
Scott Matthew Montpas	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Trustees (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-1205