Form D · Hedge Fund

Aurora Offshore Fund Ltd

Grand Cayman, E9 · CIK 0001293974

Offering snapshot reported Nov 9, 2015 · SEC filing

Reported sold: $5.97B
Investors reported: 399
Minimum accepted: $250K
First sale: Apr 1, 1999

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,878,893,648 → $5,969,040,280
Reported investors398 → 399

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 9, 2015	Amendment	$5,969,040,280	$90,146,632vs Nov 10, 2014	399	SEC filing
Nov 10, 2014	Amendment	$5,878,893,648	$62,947,674vs Nov 7, 2013	398	SEC filing
Nov 7, 2013	Amendment	$5,815,945,974	$146,847,000vs Oct 24, 2012	388	SEC filing
Oct 24, 2012	Amendment	$5,669,098,974	$136,503,100vs Oct 20, 2011	374	SEC filing
Oct 20, 2011	Amendment	$5,532,595,874	$75,899,239vs Mar 14, 2011	336	SEC filing
Mar 14, 2011	Amendment	$5,456,696,635	$251,499,733vs Mar 12, 2010	310	SEC filing
Mar 12, 2010	Amendment	$5,205,196,902	$0vs Mar 11, 2010	284	SEC filing
Mar 11, 2010	Amendment	$5,205,196,902	$443,571,518vs Mar 13, 2009	284	SEC filing
Mar 13, 2009	Amendment	$4,761,625,384	No comparison	Not reported	SEC filing
Dec 5, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-66442

Source: Form D, filed Nov 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AURORA OFFSHORE FUND LTD.

Investment adviser: AURORA INVESTMENT MANAGEMENT L.L.C.

Gross asset value: $8.34M
Beneficial owners: 125
ADV minimum commitment: $250K

Reported in Form ADV on Mar 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GRAND CAYMAN, Cayman Islands

Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 1266

Filing source

Form ADV 1194696 · Mar 26, 2018 · Schedule D 7.B.(1), fund 805-3878893799

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Aurora Investment Management L.L.C.	Executive
Na Aurora Investment Management L.L.C.	Executive
N/A Citco Trustees (Cayman) Limited	Executive
Na Citco Trustees (Cayman) Limited	Executive
Na Na Citi Hedge Fund Services (Cayman), Ltd.	Executive
Ronan Daly	Director
James H. Hayes	Director
Clarendon Hugh Masters	Director
Scott Matthew Montpas	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Trustees (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-1205