Form D · Hedge Fund

Aurora Macro Opportunities L.P.

Chicago, IL · CIK 0001546930

Offering snapshot reported Nov 9, 2015 · SEC filing

Reported sold
$10.8M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.42M$10.8MApr 11, 2012: $5,500,000.00Apr 11, 2012Oct 24, 2012: $9,580,000.00Nov 8, 2013: $9,680,000.00Nov 8, 2013Nov 10, 2014: $10,680,000.00Nov 10, 2014Nov 9, 2015: $10,830,000.00Nov 9, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,680,000 → $10,830,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 9, 2015Amendment$10,830,000$150,000vs Nov 10, 20147SEC filing
Nov 10, 2014Amendment$10,680,000$1,000,000vs Nov 8, 20137SEC filing
Nov 8, 2013Amendment$9,680,000$100,000vs Oct 24, 20127SEC filing
Oct 24, 2012Amendment$9,580,000$4,080,000vs Apr 11, 20126SEC filing
Apr 11, 2012Initial$5,500,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-176539

Source: Form D, filed Nov 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AURORA MACRO OPPORTUNITIES L.P.

Investment adviser: AURORA INVESTMENT MANAGEMENT L.L.C.

Gross asset value
$789K
Beneficial owners
6
ADV minimum commitment
$250K

Reported in Form ADV on Jan 4, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No
Marketer NGAM DISTRIBUTION, L.P. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NGAM DISTRIBUTION, L.P.
CRD 34754 · SEC 8-46325

Filing source

Form ADV 1059945 · Jan 4, 2017 · Schedule D 7.B.(1), fund 805-1757757107

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aurora Investment Management L.L.C. Promoter
N/A Aurora Investment Management, L.L.C. Promoter
Jerry Scott Fuesel Executive
James Harvey Hayes Executive
Scott Craven Jones Executive
David Edward Kuenzi Executive
Roxanne M. Martino Executive
Scott Matthew Montpas Executive
Anne Marie Morley Executive
Isabelle Marie Perrault Executive
Beth Amber Satterfield Executive
Scott Charles Schweighauser Executive
Justin David Sheperd Executive
Michael Joseph Sullivan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Aurora Investment Management L.L.C. 300 North La Salle Street, 52nd Floor
Chicago, IL, 60654