Form D · Hedge Fund

Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC

Charlotte, NC · CIK 0001398259

Offering snapshot reported Apr 18, 2016 · SEC filing

Reported sold
$65.6M
Indefinite offering
Investors reported
184
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.8M$65.6MApr 19, 2007Aug 5, 2009: $56,329,520.00Apr 12, 2010: $49,654,159.00Apr 13, 2011: $47,579,793.00Apr 11, 2012: $39,957,900.00Apr 11, 2013: $34,424,071.00Apr 11, 2014: $30,905,414.00Apr 7, 2015: $65,570,307.00Apr 18, 2016: $65,570,307.00Apr 18, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2016Amendment$65,570,307$0vs Apr 7, 2015184SEC filing
Apr 7, 2015Amendment$65,570,307$34,664,893vs Apr 11, 2014184SEC filing
Apr 11, 2014Amendment$30,905,414-$3,518,657vs Apr 11, 201370SEC filing
Apr 11, 2013Amendment$34,424,071-$5,533,829vs Apr 11, 201276SEC filing
Apr 11, 2012Amendment$39,957,900No comparison111SEC filing
Apr 13, 2011Amendment$47,579,793No comparison130SEC filing
Apr 12, 2010Amendment$49,654,159No comparison149SEC filing
Aug 5, 2009Amendment$56,329,520No comparison173SEC filing
Apr 19, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$32.7K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-102591

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Apr 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
James F. Angelos Executive
Phil Bancroft Executive
Sheelpa P. Brown Executive
Lu Chang Executive
Rob Coltrin Executive
Barbara Curry Executive
Jerry De Berry Executive
Doretta Dunegan Executive
Dean A. Junkans Director
Michael H. Koonce Executive
Anil Kumar Executive
Lloyd Lipsett Executive
Aprille M. Mitchell Executive
Matthew C. Moss Executive
W. Douglas Munn Director
Yukari Nakano Director, Executive
Sean Nicolosi Executive
Kevin Ouellette Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Elizabeth Stallings Executive
James W. Sweetman Executive
Adam Taback Executive
Brian Veverka Executive
N/A Wells Fargo Investment Institute Inc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
401 S. Tryon St Th3
Charlotte, NC, 28202