Form D · Other Health Care
AUM Cardiovascular, Inc.
Northfield, MN · CIK 0001524331
Offering snapshot reported Dec 14, 2016 · SEC filing
- Reported sold
- $571K Offering amount: $3M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 28, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 14, 2016 | Initial | $570,807 | No comparison | 4 | SEC filing |
| Jul 15, 2013 | Amendment | $1,800,000 | No comparison | 17 | SEC filing |
| Apr 24, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Oct 25, 2012 | Amendment | $3,300,000 | $2,844,000vs Jul 7, 2011 | 24 | SEC filing |
| Jul 7, 2011 | Initial | $456,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Debt, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-276294
Source: Form D, filed Dec 14, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Marie Johnson, Ph.D. | Director, Executive, Promoter |
| Richard W. Kramp | Director |
| Nancy Ness | Executive |
| John (Jack) C. Springer | Director |
| Scott R. Ward | Director |
| Bernard J. Weiss | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
1405 Heritage Drive Suite 100
Northfield, MN, 55057
Northfield, MN, 55057