Form D · Other Investment Fund

Augusta Fund LP

Augusta, GA · CIK 0001586902

Offering snapshot reported May 2, 2018 · SEC filing

Reported sold: $4.39M
Investors reported: 12
Minimum accepted: $100K
First sale: Oct 11, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 2, 2018	Initial	$4,394,671	No comparison	12	SEC filing
Mar 31, 2017	Initial	$3,623,125	No comparison	8	SEC filing
Dec 31, 2015	Initial	$3,339,464	No comparison	8	SEC filing
Aug 20, 2014	Amendment	$2,904,464	No comparison	7	SEC filing
Aug 20, 2014	Amendment	$2,904,464	No comparison	7	SEC filing
Oct 4, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-311505

Source: Form D, filed May 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE AUGUSTA FUND

Investment adviser: AUGUSTA CAPITAL INVESTORS, LLC

Gross asset value: $4.35M
Beneficial owners: 12
ADV minimum commitment: $1M

Reported in Form ADV on Feb 22, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator S&Z FUND SERVICES, LLC MELVILLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFERIES LLP GREENWOOD VILLAGE, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian MILLENIUM TRUST CO OAKBROOK, Illinois, United States Related to adviser: No

Custodian SAVANNAH RIVER BANKING COMPANY AUGUSTA, Georgia, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFERIES LLP
PCAOB 349

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Filing source

Form ADV 1179195 · Feb 22, 2018 · Schedule D 7.B.(1), fund 805-8369609339

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William Patrick Fair	Executive
Sharon R Head	Executive
Eugene F Mc Manus	Executive
John P Rhodes	Executive

Issuer details

Industry: Other (See others in industry)

Address:

1100 Frazier Drive
Augusta, GA, 30909