Form D · Other
Augen Gold Corp.
Toronto, A6 · CIK 0001494498
Offering snapshot reported Jun 21, 2010 · SEC filing
- Reported sold
- $1.65M Offering amount: $1.65M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 14, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 21, 2010 | Initial | $1,649,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $132K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-143769
In addition to the cash commission paid, the Company issued 800,000 common share purchase warrants exerciseable until Nov. 14, 2011 at an exercise price of CAD $0.25.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Industrial Alliance Securities Inc. | None | |
| Secutor Capital Management Corporation | None | |
| M Partners Inc. | None | Monarch Capital Group LLC · CRD 47815 |
Source: Form D, filed Jun 21, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Manish Z Kshatriya | Executive |
| J. David Mason | Director, Executive |
| Tim Peterson | Director |
| James Sbrolla | Director |
| Lorne Woods | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
130 King Street W Suite 720
Toronto, A6, M5X 1A6
Toronto, A6, M5X 1A6