Form D · Other

AUEX VENTURES, INC.

White Rock, A1 · CIK 0001459025

Offering snapshot reported Jun 24, 2009 · SEC filing

Reported sold
$1.68M
Offering amount: $1.68M
Investors reported
55
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 16, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$839K$1.68MJun 22, 2009: $1,678,481.00Jun 22, 2009Jun 24, 2009: $1,678,481.00Jun 24, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 24, 2009Amendment$1,678,481$0vs Jun 22, 200955SEC filing
Jun 22, 2009Initial$1,678,481No comparison55SEC filing
Mar 23, 2009Initial$5,213,535No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$117K
Finders' fees
$0
Form D file number
021-128391
Total amt. offered/sold for entire offering was Cdn$11,000,000. Total amt. offered/sold under Rule 506 of Reg. D was Cdn$1,938,200/US$1,678,481 and under Rule 903(b)(1) of Reg. S was Cdn$9,061,800/US$7,847,519. Daily noon ex rate: 0.8660US as of 6/22/09.
Sales commissions on Rule 506 sales was 7% (Cdn$135,674/US$117,494). Sales commissions on entire Cdn$11,000,000 offering was 7% (Cdn$770,000/US$666,820). Bank of CDN daily noon ex. rate was 1 CDN = 0.8660USD as of June 22, 2009.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Haywood Securities (USA) Inc.42072Haywood Securities (USA) Inc. · CRD 42072
Dundee Securities Inc.39759Dundee Securities Inc. · CRD 39759

Source: Form D, filed Jun 24, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Lund Bedell Director, Executive
Robert Boaz Director
Lee Graber Director
Dieter Krewedl Director
Doris Meyer Executive
Ronald L. Parratt Director, Executive
Eric Struhsacker Executive

Issuer details

Industry: Other (See others in industry)

Address:
Unit 1 15782 Marine Drive
White Rock, A1, V4B 1E6