Form D · Other Health Care
Audax Health Solutions, Inc.
Washington, DC · CIK 0001529111
Offering snapshot reported Jan 29, 2014 · SEC filing
- Reported sold
- $29M Offering amount: $29.1M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 19, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$14,500,000 → $28,977,204
- Reported investors10 → 16
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 29, 2014 | Amendment | $28,977,204 | $14,477,204vs Aug 28, 2013 | 16 | SEC filing |
| Aug 28, 2013 | Initial | $14,500,000 | No comparison | 10 | SEC filing |
| Jan 17, 2013 | Initial | $20,959,128 | No comparison | 8 | SEC filing |
| Sep 2, 2011 | Initial | $5,958,446 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $726K
- Finders' fees
- $0
- Form D file number
- 021-201987
$290,500 in cash and $435,750 in warrant to purchase shares of Series B Preferred Stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| n/a | None | Allen & Company LLC · CRD 1042 |
Source: Form D, filed Jan 29, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Nick Augustinos | Director |
| Mark Boxer | Director |
| James Homer Roberts Brady | Executive |
| Brian Dolan | Executive |
| Roger W. Ferguson, Jr. | Director |
| Bob Kaplan | Executive |
| Richard D. Klausner | Director |
| David Ko | Director, Executive |
| J. Miles Reidy | Executive |
| John Wallis Rowe | Director |
| John Sculley | Director |
| John Scully | Director |
| Craig Thomas | Director |
| Grant Lovely Verstandig | Director, Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
3000 K Street Nw, Suite 350
Washington, DC, 20007
Washington, DC, 20007