Form D · Private Equity Fund
Auda Secondary III Feeder L.P.
New York, NY · CIK 0001589371
Offering snapshot reported Jan 28, 2014 · SEC filing
- Reported sold
- $155M Offering amount: $332M
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Aug 17, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$119,875,000 → $155,375,000
- Reported investors23 → 26
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 28, 2014 | Amendment | $155,375,000 | $35,500,000vs Oct 16, 2013 | 26 | SEC filing |
| Oct 16, 2013 | Initial | $119,875,000 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.03M
- Finders' fees
- $0
- Form D file number
- 021-204695
The Total Remaining to be Sold represents the amount sold by Auda Secondary Fund III L.P. ("ASF III") (of which the Issuer is a 'feeder fund'). ASF III and the Issuer have aggregate commitments of $332,330,000.
The Sales Commissions reported above represent the aggregate commissions paid with respect to the Issuer and Auda Secondary Fund III L.P. (of which the Issuer is a 'feeder fund').
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Trinity Group Limited | None | |
| Diversus Investment Advisers Pty Limited | None | |
| Wise Capital (Middle East) Limited | None | |
| eQ Asset Management Ltd. | None | |
| FPG Partners, LLC and Funds Placement Group LLC | 145840 | |
| DLR Partners, LLC | None | Alyssa LLC · CRD 102220 |
| eQ Asset Management Sweeden AB | None | |
| ICECAPITAL Asset Management (Denmark) A/S | None | |
| ICECAPITAL Asset Management (Norway) AS | None |
Source: Form D, filed Jan 28, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Andryc | Director |
| David Andrync | Director |
| N/A Auda Secondary Iii Gp Ltd. | Promoter |
| Tim Avery | Director |
| Timothy Brody | Director |
| Christopher Lawrence | Director |
| Stephen Wesson | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10106