Form D · Private Equity Fund

Auda Secondary Fund III L.P.

New York, NY · CIK 0001569685

Offering snapshot reported Jan 28, 2014 · SEC filing

Reported sold
$332M
Offering amount: $332M
Investors reported
20
Form D · investor count
Minimum accepted
$200K
Reported outside-investor minimum
First sale
Aug 17, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$166M$332MFeb 20, 2013: $134,500,000.00Feb 20, 2013Oct 15, 2013: $201,930,000.00Oct 15, 2013Jan 28, 2014: $332,330,000.00Jan 28, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$201,930,000 → $332,330,000
  • Reported investors13 → 20
  • Minimum accepted$1,000,000 → $200,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2014Amendment$332,330,000$130,400,000vs Oct 15, 201320SEC filing
Oct 15, 2013Amendment$201,930,000$67,430,000vs Feb 20, 201313SEC filing
Feb 20, 2013Initial$134,500,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1.03M
Finders' fees
$0
Form D file number
021-192100
The Total Offering Amount and Total Amount Sold above includes amounts offered and sold by Auda Secondary III Feeder L.P., which is a 'feeder fund' of the Issuer.
The Sales Commissions reported above represent the aggregate commissions paid with respect to the Issuer and Auda Secondary Feeder III L.P., a 'feeder fund' of the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Trinity Group LimitedNone
Diversus Investment Advisers Pty LimitedNone
Wise Capital (Middle East) LimitedNone
eQ Asset Management Ltd.None
FPG Partners, LLC and Funds Placement Group LLC145840
DLR Partners, LLCNoneAlyssa LLC · CRD 102220
eQ Asset Management Sweden ABNone
ICECAPITAL Asset Management (Denmark) A/SNone
ICECAPITAL Asset Management (Norway) ASNone

Source: Form D, filed Jan 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUDA SECONDARY FUND III L.P.

Investment adviser: HQ CAPITAL PRIVATE EQUITY LLC

Gross asset value
$98.2M
Beneficial owners
93
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTER DOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor E&Y LLP NEW YORK, New York, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Custodian SKANDINAVISKA ENSKILDA BANKEN AB FRANKFURT BRANCH FRANKFURT, Germany Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Prime broker MORGAN STANLEY PURCHASE, New York, United States
Prime broker RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

E&Y LLP
PCAOB 42

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

SKANDINAVISKA ENSKILDA BANKEN AB FRANKFURT BRANCH
LEI F3JS33DEI6XQ4ZBPTN86

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

MORGAN STANLEY
CRD 149777 · SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 8-10999

Filing source

Form ADV 2082680 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1684957890

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Andryc Director
N/A Auda Secondary Iii Gp Ltd. Promoter
Timothy Avery Director
Tim Avery Director
Timothy Brody Director
Christopher Lawrence Director
Stephen Wesson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
888 Seventh Avenue 41 St Floor
New York, NY, 10106